Equity trading

Alamo Capital is a boutique, full-service Broker/Dealer headquartered in Walnut Creek, California. It is a privately held, women-owned company offering fixed income and tax-advantaged strategies, with direct access to municipal bonds and newly issued California tax-exempt offerings, plus equities, options, retirement planning, education savings, insurance, and investment banking/underwriting services.

brokerageclearing of transactionsmunicipal financeoptions tradingretirement planningunderwritingwealth management

Bancroft Capital is a Certified Service-Disabled Veteran-Owned Small Business (SDVOSB) operating an Institutional Broker-Dealer and Investment Advisor. Founded on a commitment to service to clients, country, and veterans, it offers institutional brokerage and capital markets services and facilitates a Veteran Training Program with two candidate classes per year.

401(k) consultingasset managementCapital Marketscash managementfixed income tradinginstitutional brokerageinvestment bankingpublic financeveteran training

CastleOak Securities, L.P. is a boutique investment bank founded in 2006, serving corporate, governmental and institutional clients. It is an independent, minority-owned financial services provider managed by Wall Street veterans, with approximately 75 professionals across 6 offices. The firm focuses on capital markets, sales & trading, and financial advisory, and has assisted clients on public offerings totaling over $5 trillion.

Capital raising advisoryDebt underwritingElectronic bond tradingEquity underwritingFixed income sales & tradingM&A advisoryMoney market fund accessShare repurchase executionStructured finance underwriting